Do's And Don'ts for Investors
Expectations from the investors (Responsibilities of investors)
Do's
- •Always deal with SEBI registered Research Analyst.
- •Ensure that the Research Analyst has a valid registration certificate.
- •Check for SEBI registration number.
- •Refer to the SEBI registered Research Analyst list here:
SEBI Registered Analyst List - •Always pay attention towards disclosures made in the research reports before investing.
- •Pay through banking channels only and maintain duly signed receipts. You may use Centralized Fee Collection Mechanism (CeFCoM) if available.
- •Before buying/selling securities or applying in public offer, check the research recommendation.
- •Ask all relevant questions and clear doubts with your Research Analyst before acting on recommendation.
- •Seek clarifications and guidance especially for complex and high-risk financial products.
- •You have the right to stop availing service anytime as per agreed terms.
- •You can provide feedback on the services received.
- •You are not bound by any clause that violates regulatory provisions.
- •Report to SEBI if any Research Analyst offers assured or guaranteed returns.
Don'ts
- •Do not provide funds for investment to the Research Analyst.
- •Don't fall prey to luring advertisements or market rumors.
- •Do not get attracted to limited period discounts or incentives offered by the Research Analyst.
- •Do not share login credentials and passwords of your trading, demat, or bank accounts.